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Pris: 1323 SEK exkl. moms  |  Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.
Authored by David Berman, Financial Regulatory Partner at Latham & Watkins, who advises investment managers on market conduct-related issues and investigations.
CONTENTS
- Introduction
- Legal and Regulatory Framework
- Fundamental Principles
- Scope and Territoriality of MAR
- Inside Information / MNPI
- Insider Dealing
- Unlawful Disclosure
- Market Manipulation
- Market Soundings
- Loans and Other “Out-of-Scope” Instruments
- Company Meetings / Dialogue
- Einhorn / Greenlight
- Rumours
- Suspicious Transactions and Orders
- Common “Buy-Side” Issues
- Practicalities
- Scenarios | | |
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