Practitioners Guide to MiFID II
| Författare: | Herbst Jonathan |
| Titel: | Practitioners Guide to MiFID II |
| Upplaga: | 2 uppl. |
| Utgivningsår: | 2015 |
| Omfång: | 438 sid. |
| Förlag: | Sweet & Maxwell |
| ISBN: | 9780414026858 |
| Ämnesord: | Associationsrätt och värdepappersrätt |
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 A complete practitioner’s guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II, and the new regulation, MiFIR. Written by a team of authors that includes some of the industry’s foremost experts, the book will cover: • Both the original directive and all the changes and extensions brought about by MiFID II • How the directive will impact firms and how they need to prepare for its implementation • How the directive interacts with other European and UK level legislation Contents: Chapter 1. Introduction Jonathan Herbst Chapter 2 Scope, Authorisation and Passporting Simon Crown, Clifford Chance Chapter 3 Overview of Organisational and Conduct of Business Requirements Arun Srivastava, Baker & McKenzie Chapter 4 Conduct of Business Standards – Organisational Requirements Michael Raffan, Freshfields Chapter 5 Conduct of Business - fair dealing with clients James Perry, Ashurst Chapter 6 Conduct of Business Standards - best execution Dick Frase, Dechert Chapter 7 Conduct of Business Standards - information requirements Karen Anderson and Clive Cunningham, Herbert Smith Chapter 8 Transparency and transaction reporting standards Stuart Willey, White & Case Chapter 9 Regulated Markets and MTFs James Smethurst, Freshfields Chapter 10 Commodities Derivatives Jonathan Herbst, Simon Lovegrove, Norton Rose Mark Woodward, ICE Futures |